What does a Series 63 license allow you to do?
The Series 63 license, also known as the Uniform Securities Agent license, enables you to sell securities in a particular state.
Is the series 63 hard?
While some users emphasized that the Series 63 exam was not difficult, many stressed the need to study and work through a few practice exams. While there is a no official pass / fail rate released, a previous study suggested that around 14% of candidates fail the exam on their first attempt.
Which states do not require Series 63?
Colorado (CO), District of Columbia (DC), Florida (FL), Louisiana (LA), Maryland (MD) and Puerto Rico (PR) do not require the Series 63.
Can I take the Series 63 exam without a sponsor?
Do I need to have a sponsor before I take the Series 63, 65, or 66? No. Unsponsored candidates who are not Form U4 registered or currently affiliated with a firm through FINRA’s Web CRD system can open an exam enrollment window via FINRA.org request and pay for the S63, S65, or S66 exam.
How long does Series 63 last?
The Series 63 exam — the Uniform Securities State Law Examination — is a North American Securities Administrators Association (NASAA) exam administered by FINRA. The exam consists of 60 scored questions. Candidates have 75 minutes to complete the exam.
How long is Series 63 Good For?
2 years
Co-Requisite Exam Expiration Date Chart
| Securities Exams with No SIE Co-Requisite | Expires After | |
|---|---|---|
| Series 50 | Municipal Advisor Representative Exam | 2 years |
| Series 63 | Uniform Securities Agent State Law Exam | 2 years |
| Series 65 | Uniform Investment Adviser Law Exam | 2 years |
What can I do with a series 6 and 63 license?
About Series 6 And 63 Exam And License Requirements Often paired together, the Series 6 and 63 licenses will allow you to sell securities such as mutual funds, variable annuities, and investment trusts in all states.